Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Tina Marie Adams | 2581172 | 1 | 06/03/2002 | Customer Dispute | Settled | $624.71 | $0.00 | See FINRA Report |
| Richard Gregory Sullivan | 1054263 | 1 | 05/30/2002 | Customer Dispute | Denied | $207,880.00 | $0.00 | See FINRA Report |
| Thomas Eugene Walsh | 2630206 | 1 | 05/22/2002 | Customer Dispute | Settled | $36,000.00 | $0.00 | See FINRA Report |
| Wesley Thomas Whitehead | 1857221 | 2 | 05/21/2002 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Roland Francis Gaudette | 711917 | 5 | 05/17/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Veikko Antero Vasara | 1869085 | 3 | 05/13/2002 | Customer Dispute | Denied | $30,166.70 | $0.00 | See FINRA Report |
| Brian Charles Henderson | 1299692 | 6 | 05/10/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Patrick Thomas Nolan | 3091925 | 1 | 04/25/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Eileen Cioe | 1501017 | 10 | 04/08/2002 | Customer Dispute | Denied | $155,263.00 | $0.00 | See FINRA Report |
| Joan Kochik Murdaugh | 1101039 | 4 | 04/05/2002 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |