Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Eric Simon | 2962017 | 3 | 07/17/2002 | Customer Dispute | Denied | $21,937.60 | $0.00 | See FINRA Report |
| Thomas Anthony Gallagher | 1976385 | 5 | 07/08/2002 | Customer Dispute | Settled | $6,522.48 | $0.00 | See FINRA Report |
| Patrick Michael Sullivan | 1068273 | 1 | 07/05/2002 | Customer Dispute | Settled | $18,093.70 | $0.00 | See FINRA Report |
| Louis Bryan Hoffman | 2358248 | 5 | 06/28/2002 | Customer Dispute | Denied | $153,700.00 | $0.00 | See FINRA Report |
| Michael Anthony Nigro | 2097646 | 4 | 06/26/2002 | Customer Dispute | Denied | $47,183.00 | $0.00 | See FINRA Report |
| Mark Joseph Zumack | 1499487 | 1 | 06/14/2002 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Douglas Jordan Licari | 1081503 | 4 | 06/13/2002 | Customer Dispute | Settled | $43,105.80 | $0.00 | See FINRA Report |
| G Michael Papaz | 1227122 | 1 | 06/12/2002 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Dale Norman Peatman | 359026 | 2 | 06/03/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Clayton Burns | 2132480 | 6 | 06/03/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |