Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jack Edmund Rahmey | 2115473 | 1 | 10/21/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Anthony Nick Porchetta | 2287386 | 3 | 10/21/2002 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Robert Clayton Burns | 2132480 | 6 | 10/18/2002 | Customer Dispute | Denied | $23,000.00 | $0.00 | See FINRA Report |
| Jeffrey Leonard Allison | 1382177 | 5 | 10/10/2002 | Customer Dispute | Award / Judgment | $158,000.00 | $340,000.00 | See FINRA Report |
| Michael Hugh Clark | 1054265 | 3 | 10/07/2002 | Customer Dispute | Denied | $15,901.30 | $0.00 | See FINRA Report |
| Nasser Kassem Zebian | 5521719 | 3 | 09/30/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Susan Lynn Davis | 4175086 | 1 | 09/27/2002 | Customer Dispute | Denied | $12,830.20 | $0.00 | See FINRA Report |
| Michael Edward Shaughnessy | 834614 | 1 | 09/25/2002 | Customer Dispute | Denied | $6,396.06 | $0.00 | See FINRA Report |
| Jeffrey Lee Bulvin | 2213380 | 1 | 09/23/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Diana J Angus | 1503545 | 1 | 09/20/2002 | Customer Dispute | Denied | $40,858.40 | $0.00 | See FINRA Report |