Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jesse Allan Huggins | 7246659 | 1 | 12/31/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ikechi Urum-Eke | 7249901 | 2 | 12/23/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Aaron Paul Rask | 5960444 | 2 | 12/22/2022 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph Michael Stoll | 7685178 | 1 | 12/12/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joel Warren Saperstein | 4389204 | 12 | 12/12/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Lee Smith | 2314702 | 3 | 12/12/2022 | Customer Dispute | Pending | $35,000.00 | $0.00 | See FINRA Report |
| Gary Anthony Bonavita | 1147973 | 1 | 12/08/2022 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Thomas Earl Hampton | 1730068 | 2 | 12/07/2022 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Jeromia J Burger | 5311440 | 1 | 12/02/2022 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Joshua Ryan Mansavage | 7065382 | 1 | 12/02/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |