Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Bryant Collins | 6796906 | 2 | 02/09/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Sheila Anne Groth | 4260755 | 2 | 02/08/2023 | Customer Dispute | Settled | $28,000.00 | $0.00 | See FINRA Report |
| Corey Robert Miller | 5597081 | 2 | 01/26/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Vincent McTighe | 1475798 | 1 | 01/26/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James John Oboyle | 2721379 | 5 | 01/20/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Il Yoon | 6348923 | 2 | 01/18/2023 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Majid Farboudmanesh | 1973681 | 3 | 01/10/2023 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Lawrence S Friedman | 4491147 | 1 | 01/06/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| George Benoit | 1106516 | 5 | 01/05/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Cheryl Diane Richardson | 1807190 | 4 | 01/03/2023 | Customer Dispute | Settled | $46,873.00 | $0.00 | See FINRA Report |