Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sammy Salem Sayed | 2532880 | 1 | 05/19/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Javid Reza Mortazavi | 5928123 | 1 | 05/17/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard Louis Reda | 4527060 | 4 | 05/16/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christopher Bryant Collins | 6796906 | 2 | 05/11/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Joshua Lyndon Carter | 6287193 | 1 | 05/09/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Katherine A Lewis | 3032234 | 2 | 05/08/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Harold Unger | 1989966 | 1 | 05/05/2023 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Charles Joseph Dowds | 2073605 | 3 | 05/05/2023 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Christopher George Kelly | 3176158 | 1 | 05/02/2023 | Customer Dispute | Closed-No Action | $10,000.00 | $0.00 | See FINRA Report |
| Mark David Wolpert | 2692529 | 7 | 05/02/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |