Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Alan Venuto | 4646766 | 1 | 07/19/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ryan Gregory Solma | 5628507 | 1 | 07/18/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mary Alice H Allen | 1390900 | 1 | 07/17/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daniel Scott Justus | 2290079 | 1 | 07/14/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Moses Razeel Hollender | 3196268 | 6 | 07/11/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Quintin Theodore Hardtner | 6438119 | 2 | 06/30/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Quintin Theodore Hardtner | 6438119 | 2 | 06/30/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gaffar Chowdhury | 5510373 | 1 | 06/29/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joel Warren Saperstein | 4389204 | 12 | 06/22/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Scott Pollack | 2124816 | 4 | 06/08/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |