Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lucas Flores | 6770622 | 1 | 08/10/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Nathan Lee Price | 4666328 | 3 | 08/10/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Scott Pollack | 2124816 | 4 | 08/10/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ryan Owsichek | 7418751 | 5 | 08/09/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kenneth L Dean | 5585900 | 1 | 08/07/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Cody Michael Keller | 6669454 | 2 | 08/07/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Moses Razeel Hollender | 3196268 | 6 | 07/28/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Michael Vincent McKnight | 7161229 | 1 | 07/26/2023 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Christopher Joseph Scoffone | 7396957 | 1 | 07/26/2023 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Robert Carl Ruff | 1856977 | 3 | 07/20/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |