Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Russell Gary Demarest | 1077828 | 2 | 09/11/2023 | Customer Dispute | Denied | $96,865.20 | $0.00 | See FINRA Report |
| Anthony Lynn Cross | 3155726 | 4 | 09/05/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Samuel Dure | 5871786 | 2 | 09/02/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Krista Mayhew | 4875585 | 2 | 08/30/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Alvin Kingcade | 270184 | 1 | 08/29/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Carlos Vasquez | 2592329 | 2 | 08/29/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kathleen Ann Stovel | 2150016 | 1 | 08/22/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ronald Clemente Davis | 1961843 | 5 | 08/17/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Tony Roberts | 2691066 | 3 | 08/15/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jessica Leigh Mosman | 6321727 | 1 | 08/11/2023 | Customer Dispute | Settled | $22,312.90 | $0.00 | See FINRA Report |