Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kenneth Kar Yerng Eng | 2695582 | 1 | 06/17/2014 | Customer Dispute | Withdrawn | $6,763.18 | $0.00 | See FINRA Report |
| Donald Jerome Norse | 1971396 | 1 | 11/21/2012 | Customer Dispute | Withdrawn | $33,297.30 | $0.00 | See FINRA Report |
| Jeremy Todd Lindquist | 3198807 | 3 | 11/16/2012 | Customer Dispute | Withdrawn | $13,800.00 | $0.00 | See FINRA Report |
| Harry Hanover Bayer | 1045432 | 1 | 08/01/2010 | Customer Dispute | Withdrawn | $15,000.00 | $0.00 | See FINRA Report |
| Christopher Laurence Reetz | 1779546 | 1 | 12/10/2009 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| George Teng | 2101388 | 8 | 08/01/2008 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Vasilios Savas Haralambous | 2921621 | 5 | 07/09/2003 | Customer Dispute | Withdrawn | $25,311.50 | $0.00 | See FINRA Report |