Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nicola Ottavio Caporaso | 4625003 | 5 | 01/23/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mayra Alejandra Corrada Fernandez | 5927407 | 2 | 01/17/2017 | Customer Dispute | Settled | $62,871.90 | $0.00 | See FINRA Report |
| Matthew Michael Jacob | 1264724 | 5 | 01/13/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Steven Michael Grzelka | 4961409 | 1 | 01/13/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jeremy Todd Lindquist | 3198807 | 4 | 01/09/2017 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Thomas Damian McKenzie | 2180710 | 5 | 01/03/2017 | Customer Dispute | Settled | $6,114.00 | $0.00 | See FINRA Report |
| Kevin Keith Carriere | 1472994 | 2 | 11/15/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Craig Chesser | 1747491 | 2 | 11/07/2016 | Customer Dispute | Settled | $6,900,000.00 | $0.00 | See FINRA Report |
| Terri Jo Wetzel | 4358778 | 1 | 11/07/2016 | Customer Dispute | Settled | $6,900,000.00 | $0.00 | See FINRA Report |
| Holly Brown Carroccio | 1691581 | 2 | 10/11/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |