Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brandon Hedreen Roberts | 4488040 | 1 | 09/06/2019 | Customer Dispute | Settled | $12,489.80 | $0.00 | See FINRA Report |
| Sandra Scanni | 2179046 | 3 | 05/29/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| George Francis Grant | 2074572 | 1 | 04/11/2019 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Allan Brett Zucker | 3004384 | 1 | 04/05/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mayra Alejandra Corrada Fernandez | 5927407 | 2 | 01/22/2019 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Matthew Joseph Higgins | 6499135 | 2 | 01/14/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Leon Michael Almeida | 5645472 | 4 | 01/14/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Tyler J Tutino | 6768279 | 1 | 01/14/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Sudesh Kumar Jain | 1325905 | 8 | 11/20/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Eric Michael Gerhard | 5502642 | 2 | 11/12/2018 | Customer Dispute | Settled | $55,000.00 | $0.00 | See FINRA Report |