Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Thomas Murphy | 4374331 | 2 | 10/28/2020 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Kenneth J Conway | 2304235 | 2 | 09/30/2020 | Customer Dispute | Settled | $14,000.00 | $0.00 | See FINRA Report |
| Joshua Ryan Plank | 3262187 | 2 | 03/30/2020 | Customer Dispute | Settled | $120,000.00 | $0.00 | See FINRA Report |
| Christopher Robinette | 5983120 | 1 | 01/02/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Steven Chipper | 2073933 | 1 | 12/13/2019 | Customer Dispute | Settled | $8,691.09 | $0.00 | See FINRA Report |
| Thomas John Wieczerak | 2168759 | 2 | 10/30/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kenneth Wesley Mills | 6064141 | 1 | 10/30/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Bernard Joseph Audet | 1317819 | 7 | 09/24/2019 | Customer Dispute | Settled | $5,000.01 | $0.00 | See FINRA Report |
| Brian T Bednarz | 4175324 | 1 | 09/10/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Brian Thomas Paquette | 5965577 | 2 | 09/10/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |