Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Ward Naylor | 1299505 | 2 | 02/24/1999 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Jongsik Kim | 1617686 | 4 | 02/04/1999 | Customer Dispute | Settled | $230,000.00 | $0.00 | See FINRA Report |
| Leonora Lang Brisotti | 2127124 | 2 | 12/01/1998 | Customer Dispute | Settled | $17,007.20 | $0.00 | See FINRA Report |
| Vasilios Savas Haralambous | 2921621 | 5 | 09/08/1998 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Joseph Melchiorre Colombo | 1188143 | 5 | 08/21/1998 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Sydney Joseph Khedouri | 268915 | 1 | 04/14/1998 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Keith Joseph Alessi | 2651029 | 2 | 01/15/1998 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Thomas Anthony Gallagher | 1976385 | 5 | 12/11/1997 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jayms Bradley Dickson | 2260301 | 1 | 10/29/1997 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| James Joseph McNamara | 1002809 | 2 | 09/10/1997 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |