Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joan Kochik Murdaugh | 1101039 | 4 | 04/05/2002 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Timothy Alan Stalker | 1277928 | 1 | 02/15/2002 | Customer Dispute | Settled | $7,086.43 | $0.00 | See FINRA Report |
| Robert Douglas Flesvig | 209828 | 2 | 01/23/2002 | Customer Dispute | Settled | $12,500.00 | $0.00 | See FINRA Report |
| Michael Vincent Deer | 4207491 | 1 | 12/20/2001 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Kevin Michael Mullaney | 1389257 | 4 | 12/19/2001 | Customer Dispute | Settled | $1,500,000.00 | $0.00 | See FINRA Report |
| Randy Louis Rosen | 1096664 | 3 | 10/22/2001 | Customer Dispute | Settled | $11,700.00 | $0.00 | See FINRA Report |
| Brady Todd Westphal | 2249293 | 2 | 09/18/2001 | Customer Dispute | Settled | $91,292.20 | $0.00 | See FINRA Report |
| Thomas James Kunkle | 2263516 | 4 | 09/11/2001 | Customer Dispute | Settled | $22,265.50 | $0.00 | See FINRA Report |
| Karen Ann Orcutt | 4049023 | 2 | 06/18/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Keith Joseph Alessi | 2651029 | 2 | 05/29/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |