Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Leonard Allison | 1382177 | 5 | 08/29/2002 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| John Whitney Coogan | 724714 | 5 | 07/29/2002 | Customer Dispute | Settled | $86,032.90 | $0.00 | See FINRA Report |
| Thomas Anthony Gallagher | 1976385 | 5 | 07/08/2002 | Customer Dispute | Settled | $6,522.48 | $0.00 | See FINRA Report |
| Patrick Michael Sullivan | 1068273 | 1 | 07/05/2002 | Customer Dispute | Settled | $18,093.70 | $0.00 | See FINRA Report |
| Douglas Jordan Licari | 1081503 | 4 | 06/13/2002 | Customer Dispute | Settled | $43,105.80 | $0.00 | See FINRA Report |
| G Michael Papaz | 1227122 | 1 | 06/12/2002 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Tina Marie Adams | 2581172 | 1 | 06/03/2002 | Customer Dispute | Settled | $624.71 | $0.00 | See FINRA Report |
| Thomas Eugene Walsh | 2630206 | 1 | 05/22/2002 | Customer Dispute | Settled | $36,000.00 | $0.00 | See FINRA Report |
| Roland Francis Gaudette | 711917 | 5 | 05/17/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Brian Charles Henderson | 1299692 | 6 | 05/10/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |