Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Carl Ruff | 1856977 | 3 | 03/25/2003 | Customer Dispute | Settled | $6,015.59 | $0.00 | See FINRA Report |
| Gil Donald Hannon | 2064844 | 1 | 03/20/2003 | Customer Dispute | Settled | $67,924.00 | $0.00 | See FINRA Report |
| Anthony Joseph Leonardo | 733253 | 1 | 03/07/2003 | Customer Dispute | Settled | $22,002.00 | $0.00 | See FINRA Report |
| John Stephenson Christo | 2311860 | 1 | 02/21/2003 | Customer Dispute | Settled | $100,820.00 | $0.00 | See FINRA Report |
| Joseph F Eppy | 2446648 | 2 | 02/15/2003 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Brian Charles Henderson | 1299692 | 6 | 12/26/2002 | Customer Dispute | Settled | $5,273.94 | $0.00 | See FINRA Report |
| Eileen Cioe | 1501017 | 10 | 11/27/2002 | Customer Dispute | Settled | $5,079.00 | $0.00 | See FINRA Report |
| Ronald Roy Hill | 1250003 | 2 | 11/18/2002 | Customer Dispute | Settled | $27,530.00 | $0.00 | See FINRA Report |
| Norman William Stuart | 1405817 | 1 | 11/12/2002 | Customer Dispute | Settled | $1,565,360.00 | $0.00 | See FINRA Report |
| Thomas John Trea | 2050987 | 3 | 09/12/2002 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |