Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Scott Luftman | 2954770 | 1 | 09/10/2003 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Francis Lormer | 2059207 | 2 | 09/10/2003 | Customer Dispute | Settled | $55,000.00 | $0.00 | See FINRA Report |
| Eileen Cioe | 1501017 | 10 | 08/15/2003 | Customer Dispute | Settled | $70,000.00 | $0.00 | See FINRA Report |
| Stephen Sercheow Koh | 1553631 | 3 | 08/14/2003 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Frank Mazzola | 1029067 | 2 | 06/30/2003 | Customer Dispute | Settled | $180,000.00 | $0.00 | See FINRA Report |
| Russell Wayne Vandersteeg | 2273863 | 1 | 05/30/2003 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Daniel Mark McCoy | 2918258 | 1 | 05/19/2003 | Customer Dispute | Settled | $38,578.20 | $0.00 | See FINRA Report |
| Matthew Michael Jacob | 1264724 | 5 | 05/16/2003 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Anil Lamba | 2587382 | 1 | 04/18/2003 | Customer Dispute | Settled | $7,141.52 | $0.00 | See FINRA Report |
| Joseph Edward Syernick | 2328450 | 1 | 04/18/2003 | Customer Dispute | Settled | $54,000.00 | $0.00 | See FINRA Report |