Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bret Allan Hartung | 2376765 | 1 | 05/19/2004 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Harry Aloysius Carroll | 2617434 | 5 | 05/18/2004 | Customer Dispute | Settled | $165,000.00 | $0.00 | See FINRA Report |
| Aron Kahan | 1710882 | 1 | 04/29/2004 | Customer Dispute | Settled | $360,007.00 | $0.00 | See FINRA Report |
| Jacob Kahan | 4250875 | 1 | 04/29/2004 | Customer Dispute | Settled | $360,007.00 | $0.00 | See FINRA Report |
| Gus Ceasar Morelli | 1255786 | 1 | 03/12/2004 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Brady Todd Westphal | 2249293 | 2 | 03/04/2004 | Customer Dispute | Settled | $302,914.00 | $0.00 | See FINRA Report |
| Anthony Nick Porchetta | 2287386 | 3 | 03/04/2004 | Customer Dispute | Settled | $773,000.00 | $0.00 | See FINRA Report |
| Kenneth Paul Sicari | 1113185 | 1 | 01/27/2004 | Customer Dispute | Settled | $6,216.11 | $0.00 | See FINRA Report |
| Donald Joseph Uhrin | 1031421 | 4 | 12/31/2003 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Grant David Fraser | 1591899 | 1 | 12/16/2003 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |