Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Allan Blundon | 1788164 | 1 | 05/05/2005 | Customer Dispute | Settled | $1,050.00 | $0.00 | See FINRA Report |
| Cheryl Diane Richardson | 1807190 | 4 | 05/05/2005 | Customer Dispute | Settled | $1,690.00 | $0.00 | See FINRA Report |
| Charles H Lundeen | 2700322 | 2 | 01/28/2005 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| George Phelps Becknell | 1619762 | 1 | 01/18/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Scott Marcin | 4563716 | 2 | 01/05/2005 | Customer Dispute | Settled | $5,744.50 | $0.00 | See FINRA Report |
| Maohong Li | 2334911 | 1 | 11/01/2004 | Customer Dispute | Settled | $8,268.03 | $0.00 | See FINRA Report |
| Bernard Joseph Audet | 1317819 | 7 | 09/22/2004 | Customer Dispute | Settled | $13,468.80 | $0.00 | See FINRA Report |
| Lance Edward Curnes | 1932402 | 3 | 08/23/2004 | Customer Dispute | Settled | $8,515.30 | $0.00 | See FINRA Report |
| Christine Louise Gerdelmann | 4458395 | 1 | 06/02/2004 | Customer Dispute | Settled | $613.35 | $0.00 | See FINRA Report |
| Peter John Emigh | 2338214 | 2 | 05/19/2004 | Customer Dispute | Settled | $688,272.00 | $0.00 | See FINRA Report |