Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Luvern Nickerson | 2238660 | 1 | 10/29/2005 | Customer Dispute | Settled | $6,501.00 | $0.00 | See FINRA Report |
| Joseph Melchiorre Colombo | 1188143 | 5 | 10/19/2005 | Customer Dispute | Settled | $69,990.10 | $0.00 | See FINRA Report |
| William Mark Norkin | 2684639 | 1 | 09/26/2005 | Customer Dispute | Settled | $8,658.00 | $0.00 | See FINRA Report |
| Hunter Scott Trotter | 829103 | 2 | 09/26/2005 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Michael Felix Greco | 1199932 | 3 | 09/14/2005 | Customer Dispute | Settled | $21,115.30 | $0.00 | See FINRA Report |
| Kevin Michael Mullaney | 1389257 | 4 | 08/23/2005 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Kevin John Canfield | 2286759 | 9 | 08/02/2005 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Donald Joseph Uhrin | 1031421 | 4 | 07/20/2005 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Jeffrey Goldstein | 4578409 | 1 | 07/15/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Lee Williams | 708019 | 4 | 05/20/2005 | Customer Dispute | Settled | $4,000.00 | $0.00 | See FINRA Report |