Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Phillip R Wight | 3177330 | 1 | 11/19/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jennifer Silberman | 6393663 | 2 | 10/14/2021 | Customer Dispute | Settled | $588.00 | $0.00 | See FINRA Report |
| Raymond Joseph Kubick | 2197490 | 1 | 09/17/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Nicola Ottavio Caporaso | 4625003 | 5 | 07/27/2021 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Joseph Patrick Kazlau | 6341724 | 1 | 07/21/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Bryan Rosen | 4997044 | 2 | 04/12/2021 | Customer Dispute | Settled | $120,000.00 | $0.00 | See FINRA Report |
| Matthew Anthony Martinez | 1688923 | 7 | 04/05/2021 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Harrison David Nathan | 3275199 | 1 | 01/21/2021 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Alisha Lyn Bush | 5080280 | 1 | 11/24/2020 | Customer Dispute | Settled | $7,711.83 | $0.00 | See FINRA Report |
| Eric Shawnyee Tom | 1890823 | 12 | 11/09/2020 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |