Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Dean Bruechert | 1038042 | 1 | 04/12/2007 | Customer Dispute | Settled | $14,900.00 | $0.00 | See FINRA Report |
| Scott Marcin | 4563716 | 2 | 02/27/2007 | Customer Dispute | Settled | $8,912.46 | $0.00 | See FINRA Report |
| William Edward McIntosh | 328425 | 2 | 02/09/2007 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Anthony Thomas Nofi | 2550998 | 2 | 01/23/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Larry Reece Huss | 803622 | 1 | 12/20/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Clark Selwyn Ullom | 844147 | 5 | 12/07/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Frank Nicholas Gundrum | 1066523 | 1 | 11/06/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Michael Lembo | 1338001 | 2 | 11/06/2006 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Robert Kaltman Descherer | 2729949 | 3 | 09/08/2006 | Customer Dispute | Settled | $21,248.00 | $0.00 | See FINRA Report |
| George Davis Avant | 1386018 | 2 | 07/11/2006 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |