Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Donald Paul Robbins | 4364668 | 3 | 03/13/2008 | Customer Dispute | Settled | $237,000.00 | $0.00 | See FINRA Report |
| Lance Edward Curnes | 1932402 | 3 | 02/04/2008 | Customer Dispute | Settled | $110,000.00 | $0.00 | See FINRA Report |
| Robin Sue Weingast | 1287208 | 3 | 12/12/2007 | Customer Dispute | Settled | $12,027.50 | $0.00 | See FINRA Report |
| Brock Thomas Jolly | 4360455 | 3 | 11/14/2007 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Robert Patrick Vona | 2053896 | 5 | 10/13/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Alan Curtis Turner | 2274688 | 3 | 09/10/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Lisa Shipp Frankovich | 5529439 | 1 | 08/08/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Andrea Lynne Whitican | 4921444 | 1 | 07/30/2007 | Customer Dispute | Settled | $6,895.43 | $0.00 | See FINRA Report |
| Ronald Lewis Millar | 3064161 | 2 | 07/20/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Richard Ashleigh Fortune | 1501384 | 6 | 06/29/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |