Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Tom Alex Goodman | 4071345 | 1 | 06/23/2008 | Customer Dispute | Settled | $21,497.40 | $0.00 | See FINRA Report |
| Bernard Joseph Audet | 1317819 | 7 | 06/06/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jason James Dekeuster | 5127089 | 2 | 05/25/2008 | Customer Dispute | Settled | $146,881.00 | $0.00 | See FINRA Report |
| Scott Gerald Goodwin | 2375498 | 1 | 05/23/2008 | Customer Dispute | Settled | $120,556.00 | $0.00 | See FINRA Report |
| Bernard Joseph Audet | 1317819 | 7 | 05/13/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Oran James Tsakopulos | 2796500 | 1 | 05/02/2008 | Customer Dispute | Settled | $5,594.37 | $0.00 | See FINRA Report |
| Winsome Elaine Goodale | 1745670 | 3 | 04/03/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Christopher MacK Riggs | 4478788 | 1 | 03/26/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Melvin Leon Roberts | 3136414 | 1 | 03/19/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Joel Ira Bernstein | 4853034 | 2 | 03/17/2008 | Customer Dispute | Settled | $28,352.50 | $0.00 | See FINRA Report |