Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scott Dana Gordon-MacEy | 5050665 | 1 | 10/02/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Roscoe Otis Orton | 1349544 | 1 | 09/26/2008 | Customer Dispute | Settled | $7,700.00 | $0.00 | See FINRA Report |
| Jeffrey Leonard Allison | 1382177 | 5 | 09/23/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Janice Audrey Kaplan | 2365794 | 1 | 09/23/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Sean Desmond Brennan | 2934896 | 1 | 09/15/2008 | Customer Dispute | Settled | $39,207.00 | $0.00 | See FINRA Report |
| Jeanette Fields Williams | 2296549 | 4 | 09/08/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Daniel Wayne Meredith | 4223086 | 1 | 08/25/2008 | Customer Dispute | Settled | $11,200.60 | $0.00 | See FINRA Report |
| Richard Biagio Ioli | 4731863 | 1 | 08/20/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Patrick Vona | 2053896 | 5 | 07/29/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kevin Arthur Penrod | 2465500 | 4 | 07/08/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |