Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dennis Alan Cohan | 1181626 | 1 | 12/08/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Donald John Kuntzman | 2229610 | 1 | 12/08/2008 | Customer Dispute | Settled | $95,000.00 | $0.00 | See FINRA Report |
| Matthew Michael Jacob | 1264724 | 5 | 11/25/2008 | Customer Dispute | Settled | $115,637.00 | $0.00 | See FINRA Report |
| Kevin Patrick McAvoy | 1129157 | 1 | 11/19/2008 | Customer Dispute | Settled | $162,000.00 | $0.00 | See FINRA Report |
| Daniel Ralph Joie | 1502817 | 1 | 11/18/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Troy David Bergeron | 2131188 | 2 | 11/13/2008 | Customer Dispute | Settled | $25,230.10 | $0.00 | See FINRA Report |
| Victor Christopher Garra | 2519758 | 1 | 11/04/2008 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Robert Crawford MacWhinnie | 1019809 | 1 | 11/03/2008 | Customer Dispute | Settled | $5,796.00 | $0.00 | See FINRA Report |
| Robert Patrick Vona | 2053896 | 5 | 10/22/2008 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Jeffrey Carl Dollarhide | 2547923 | 2 | 10/13/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |