Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Denis Charles Walker | 4544716 | 1 | 03/20/2009 | Customer Dispute | Settled | $13,058.90 | $0.00 | See FINRA Report |
| Darren Jay Wright | 2545866 | 1 | 03/12/2009 | Customer Dispute | Settled | $1,401,840.00 | $0.00 | See FINRA Report |
| Mark Randell Richards | 2205018 | 2 | 03/10/2009 | Customer Dispute | Settled | $26,800.00 | $0.00 | See FINRA Report |
| Russell Gary Demarest | 1077828 | 2 | 03/03/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Jerome Zepeda | 2655907 | 1 | 02/05/2009 | Customer Dispute | Settled | $74,500.00 | $0.00 | See FINRA Report |
| Bernard Joseph Audet | 1317819 | 7 | 01/23/2009 | Customer Dispute | Settled | $59,218.90 | $0.00 | See FINRA Report |
| Thomas Lucia | 2682875 | 2 | 12/29/2008 | Customer Dispute | Settled | $17,000.00 | $0.00 | See FINRA Report |
| Melvin James Honda | 1060595 | 1 | 12/23/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Matthew Anthony Martinez | 1688923 | 7 | 12/19/2008 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Richard Edward Whitaker | 2358761 | 2 | 12/16/2008 | Customer Dispute | Settled | $9,228.26 | $0.00 | See FINRA Report |