Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian Bradley | 4475085 | 4 | 09/18/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Vasilios Savas Haralambous | 2921621 | 5 | 07/01/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Brian Andrew Trippiedi | 2081717 | 1 | 05/18/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Daniel Gene Roether | 2903636 | 1 | 05/18/2009 | Customer Dispute | Settled | $1,454,290.00 | $0.00 | See FINRA Report |
| Geoffrey Rampola Bernal | 2318441 | 1 | 05/14/2009 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Harold Gary Ebert | 75091 | 1 | 05/13/2009 | Customer Dispute | Settled | $463,793.00 | $0.00 | See FINRA Report |
| Matthew A Kotula | 5143776 | 1 | 05/04/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Vasilios Savas Haralambous | 2921621 | 5 | 04/13/2009 | Customer Dispute | Settled | $23,179.40 | $0.00 | See FINRA Report |
| Raymond Edward Welsh | 1712976 | 1 | 03/30/2009 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Thomas Earl Townsend | 1047202 | 1 | 03/27/2009 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |