Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Fitzgerald Cotton | 1372595 | 2 | 03/23/2010 | Customer Dispute | Settled | $18,945.00 | $0.00 | See FINRA Report |
| Ari Greenman | 4748714 | 1 | 03/21/2010 | Customer Dispute | Settled | $58,250.00 | $0.00 | See FINRA Report |
| Jeanette Fields Williams | 2296549 | 4 | 03/11/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Alejandro Mendieta | 5048442 | 2 | 03/04/2010 | Customer Dispute | Settled | $48,180.00 | $0.00 | See FINRA Report |
| Feng Yun Niu | 4670974 | 1 | 03/01/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Douglas Myles Gordon | 1516498 | 1 | 02/26/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Hanna | 5235310 | 5 | 02/22/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Edward Kenneth Kovac | 4142199 | 2 | 02/09/2010 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Thomas E Weiss | 4841829 | 1 | 02/02/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Brian Stewart Desoye | 4622756 | 1 | 12/22/2009 | Customer Dispute | Settled | $55,000.00 | $0.00 | See FINRA Report |