Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew Anthony Martinez | 1688923 | 10 | 04/05/2021 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Jeffrey Yehooda Zelka | 5556409 | 2 | 02/24/2021 | Customer Dispute | Settled | $38,000.00 | $0.00 | See FINRA Report |
| Michael Anthony Nigro | 2097646 | 5 | 12/10/2020 | Customer Dispute | Settled | $226,000.00 | $0.00 | See FINRA Report |
| Alisha Lyn Bush | 5080280 | 1 | 11/24/2020 | Customer Dispute | Settled | $7,711.83 | $0.00 | See FINRA Report |
| Mark William Pearcy | 2978026 | 7 | 11/13/2020 | Customer Dispute | Settled | $554,000.00 | $0.00 | See FINRA Report |
| John Thomas Murphy | 4374331 | 2 | 10/28/2020 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Kenneth J Conway | 2304235 | 2 | 09/30/2020 | Customer Dispute | Settled | $14,000.00 | $0.00 | See FINRA Report |
| Joshua Ryan Plank | 3262187 | 2 | 03/30/2020 | Customer Dispute | Settled | $120,000.00 | $0.00 | See FINRA Report |
| Matthew R Bailey | 4634308 | 4 | 03/25/2020 | Customer Dispute | Settled | $27,511.00 | $0.00 | See FINRA Report |
| Charlie Williams | 1135489 | 1 | 01/22/2020 | Customer Dispute | Settled | $3,131,180.00 | $0.00 | See FINRA Report |