Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Il Yoon | 6348923 | 2 | 01/18/2023 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Lawrence S Friedman | 4491147 | 1 | 01/06/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Cheryl Diane Richardson | 1807190 | 4 | 01/03/2023 | Customer Dispute | Settled | $46,873.00 | $0.00 | See FINRA Report |
| Thomas Earl Hampton | 1730068 | 2 | 12/07/2022 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Eric Shawnyee Tom | 1890823 | 12 | 11/28/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ryon Kevin Frisch | 5005383 | 1 | 10/17/2022 | Customer Dispute | Settled | $150,395.00 | $0.00 | See FINRA Report |
| Laurie Ann Aromando | 2705260 | 1 | 04/21/2022 | Customer Dispute | Settled | $113,195.00 | $0.00 | See FINRA Report |
| Kenneth Eric Ilgner | 2316676 | 1 | 03/22/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Brent Derek Prather | 4264468 | 1 | 02/17/2022 | Customer Dispute | Settled | $18,484.40 | $0.00 | See FINRA Report |
| Dexter L Baker | 2995602 | 2 | 01/29/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |