Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Min Yang | 4506526 | 1 | 11/01/2010 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| George W Jackson | 3232926 | 1 | 08/24/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Duncan Logan | 1356354 | 1 | 08/24/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Earl Edward McHugh | 1378976 | 1 | 08/23/2010 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Matthew Anthony Martinez | 1688923 | 7 | 07/19/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robin Sue Weingast | 1287208 | 3 | 06/01/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Haywood Jerome Tellis | 2067539 | 4 | 05/28/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Alan Lee Temkin | 1055172 | 2 | 04/19/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Anthony George Lea | 5195271 | 1 | 04/13/2010 | Customer Dispute | Settled | $11,410.00 | $0.00 | See FINRA Report |
| Majid Farboudmanesh | 1973681 | 3 | 03/24/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |