Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kevin John Canfield | 2286759 | 9 | 08/18/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Anthony Gigante | 1808104 | 4 | 08/18/2011 | Customer Dispute | Settled | $180,000.00 | $0.00 | See FINRA Report |
| Andy Geunhong Kim | 4356437 | 1 | 08/10/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Lawrence Henry Nold | 2565571 | 1 | 08/08/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Joseph Mathew Kavumpurath | 2238002 | 3 | 08/02/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William Esteban Romero | 5127697 | 5 | 07/26/2011 | Customer Dispute | Settled | $1,365.19 | $0.00 | See FINRA Report |
| Robert Louis Skloff | 1248420 | 1 | 05/31/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Frank Neal Youdelman | 2020910 | 1 | 05/23/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Harry Aloysius Carroll | 2617434 | 5 | 04/21/2011 | Customer Dispute | Settled | $6,000.00 | $0.00 | See FINRA Report |
| Gordon W Zhang | 2617656 | 1 | 03/30/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |