Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Anthony Nigro | 2097646 | 4 | 01/06/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Blair Christopher Rice | 2756600 | 1 | 12/29/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Joseph Altobello | 2370515 | 1 | 12/29/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Carl Kravitz | 2359047 | 1 | 12/16/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Joseph Euchner | 2798905 | 2 | 12/05/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Stephen Sheehan McGuirk | 1515375 | 6 | 11/16/2011 | Customer Dispute | Settled | $96,000.00 | $0.00 | See FINRA Report |
| Patrick Jay Underwood | 5090056 | 4 | 11/14/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Stephen Sheehan McGuirk | 1515375 | 6 | 11/02/2011 | Customer Dispute | Settled | $48,000.00 | $0.00 | See FINRA Report |
| Christopher Lee Heerdegen | 2312011 | 1 | 10/25/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Moshe Shamash | 5801423 | 2 | 10/18/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |