Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark David Wolpert | 2692529 | 7 | 11/09/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kevin John Canfield | 2286759 | 9 | 10/23/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Winsome Elaine Goodale | 1745670 | 3 | 08/07/2012 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Jeffrey Carl Dollarhide | 2547923 | 2 | 08/06/2012 | Customer Dispute | Settled | $8,017.05 | $0.00 | See FINRA Report |
| Alejandro Pena | 2768408 | 3 | 06/21/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Patrick Jay Underwood | 5090056 | 4 | 04/10/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gregory Howard Frith | 2777004 | 3 | 04/02/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William Keith Dorr | 2946211 | 2 | 03/19/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Joseph Euchner | 2798905 | 2 | 02/24/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Clayton James Mahone | 5384386 | 1 | 02/15/2012 | Customer Dispute | Settled | $52,000.00 | $0.00 | See FINRA Report |