Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Edward McDermott | 1246229 | 3 | 02/03/2014 | Customer Dispute | Settled | $42,000.00 | $0.00 | See FINRA Report |
| Kelly Erwin Hejtmancik | 4535262 | 2 | 01/31/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jeremy Todd Lindquist | 3198807 | 4 | 12/30/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Richard Allen Grenda | 1635222 | 3 | 12/12/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Sara Gayle Enos | 4544175 | 1 | 10/30/2013 | Customer Dispute | Settled | $16,071.00 | $0.00 | See FINRA Report |
| Ethan C Betts | 4850087 | 1 | 08/20/2013 | Customer Dispute | Settled | $13,000.00 | $0.00 | See FINRA Report |
| Alan Curtis Turner | 2274688 | 3 | 08/01/2013 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Marc Jay Lowenberg | 2738976 | 1 | 07/29/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Moshe Shamash | 5801423 | 2 | 07/22/2013 | Customer Dispute | Settled | $9,500.00 | $0.00 | See FINRA Report |
| Jeffrey Lloyd Mayer | 4036612 | 5 | 06/21/2013 | Customer Dispute | Settled | $96,000.00 | $0.00 | See FINRA Report |