Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew Stanley Sinclair | 1696664 | 2 | 05/02/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Gregory Leclair | 4665091 | 1 | 03/19/2015 | Customer Dispute | Settled | $14,000.00 | $0.00 | See FINRA Report |
| Robert A Anderson | 5235631 | 2 | 01/22/2015 | Customer Dispute | Settled | $14,003.30 | $0.00 | See FINRA Report |
| Shawn David Morin | 2622161 | 7 | 11/24/2014 | Customer Dispute | Settled | $7,145.65 | $0.00 | See FINRA Report |
| Kenneth Sydney Kaufman | 4167959 | 3 | 11/13/2014 | Customer Dispute | Settled | $28,000.00 | $0.00 | See FINRA Report |
| Veikko Antero Vasara | 1869085 | 3 | 10/31/2014 | Customer Dispute | Settled | $230,000.00 | $0.00 | See FINRA Report |
| Hubert Larry Redden | 372225 | 2 | 10/28/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jason Ernest Luck | 4951193 | 1 | 10/20/2014 | Customer Dispute | Settled | $68,086.90 | $0.00 | See FINRA Report |
| Randi Kay Saboski | 5551233 | 1 | 10/17/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Stephanie Ann Yoingco | 5470221 | 3 | 02/26/2014 | Customer Dispute | Settled | $9,000.00 | $0.00 | See FINRA Report |