Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Craig Chesser | 1747491 | 2 | 09/01/2016 | Customer Dispute | Settled | $350,000.00 | $0.00 | See FINRA Report |
| Donald Paul Robbins | 4364668 | 3 | 08/24/2016 | Customer Dispute | Settled | $460,000.00 | $0.00 | See FINRA Report |
| Mark Anthony Badami | 2544347 | 2 | 07/29/2016 | Customer Dispute | Settled | $27,182.90 | $0.00 | See FINRA Report |
| Christopher J Lewis | 5543699 | 1 | 07/06/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Richard Allen Grenda | 1635222 | 3 | 05/23/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Shawn David Morin | 2622161 | 7 | 05/02/2016 | Customer Dispute | Settled | $6,974.44 | $0.00 | See FINRA Report |
| Sudesh Kumar Jain | 1325905 | 8 | 04/25/2016 | Customer Dispute | Settled | $19,606.80 | $0.00 | See FINRA Report |
| Sudesh Kumar Jain | 1325905 | 8 | 04/19/2016 | Customer Dispute | Settled | $183,000.00 | $0.00 | See FINRA Report |
| David P Quaglia | 2525921 | 2 | 02/24/2016 | Customer Dispute | Settled | $62,637.50 | $0.00 | See FINRA Report |
| Kevin John Canfield | 2286759 | 9 | 01/13/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |