Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robin Sue Weingast | 1287208 | 3 | 12/15/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas E Ruggiero | 1109651 | 1 | 07/22/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Daniel Krupkowski | 1244603 | 6 | 01/24/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ira Mark Hermann | 1485932 | 1 | 02/05/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Martin James McAlpin | 1607538 | 3 | 06/27/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas James Kunkle | 2263516 | 4 | 05/18/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Vladimir Fikhman | 2315449 | 3 | 09/06/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kurt Martin Petrucci | 3091334 | 2 | 03/03/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Arkadiy Shnayder | 2879095 | 2 | 12/13/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Louis Bryan Hoffman | 2358248 | 5 | 11/03/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |