Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| George Teng | 2101388 | 8 | 03/09/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Shane Miles Hadden | 2818766 | 1 | 02/24/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony Lynn Cross | 3155726 | 4 | 01/25/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Melchiorre Colombo | 1188143 | 5 | 01/18/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Edwin Lenhardt | 2622625 | 2 | 09/29/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Hanna | 5235310 | 5 | 05/27/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Victor Vyas | 4152762 | 6 | 10/23/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Haywood Jerome Tellis | 2067539 | 4 | 09/13/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Kenneth Scheidler | 1045110 | 1 | 06/22/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas D Martin | 4182173 | 1 | 08/29/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |