Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William J Condon | 4750224 | 2 | 08/05/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Franklin Delano Butler | 4528224 | 2 | 07/07/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Lloyd Mayer | 4036612 | 5 | 06/30/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan Samuel Perry | 5336719 | 2 | 11/01/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gabriel Schulman | 5107746 | 2 | 11/01/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Paul David Ferrante | 4525287 | 2 | 11/01/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Andrew Book | 2128493 | 1 | 10/28/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Anthony Gigante | 1808104 | 4 | 06/04/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Evan Coley Eggers | 5205969 | 2 | 09/25/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Derek Jay Drege | 6015247 | 1 | 09/04/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |