Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Jamal Threlkeld | 6208539 | 1 | 01/19/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Franklin Delano Butler | 4528224 | 2 | 07/28/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Antonio Madrigal | 4612847 | 1 | 07/15/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Alan Ford | 6785170 | 1 | 05/24/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael David Taylor | 5747559 | 1 | 04/08/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Alex Lane Vasichek | 5922153 | 1 | 10/21/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Eric Carlson | 4806242 | 1 | 09/24/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Theresa Renda King | 2587228 | 3 | 09/17/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William J Condon | 4750224 | 2 | 08/05/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Nicholas Anthony Pagano | 5218399 | 1 | 07/21/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |