Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Joseph Lavo | 1185209 | 3 | 10/30/1991 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Martin James McAlpin | 1607538 | 3 | 08/19/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Edward Pollock | 808742 | 1 | 08/01/1988 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Edward Conley | 1070612 | 5 | 08/27/1987 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Edward Conley | 1070612 | 5 | 07/15/1985 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Edward Conley | 1070612 | 5 | 06/04/1985 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Edward Conley | 1070612 | 5 | 11/02/1984 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Edward Conley | 1070612 | 5 | 06/14/1983 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Vincent Raymond Russo | 407837 | 1 | 04/15/1975 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |