Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Karen Dale Poore | 2045948 | 2 | 04/23/2021 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Bryan Rosen | 4997044 | 2 | 04/12/2021 | Customer Dispute | Pending | $120,000.00 | $0.00 | See FINRA Report |
| Richard Duane Mukomela | 4370556 | 4 | 04/09/2021 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Jongsik Kim | 1617686 | 5 | 12/23/2020 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Eric Shawnyee Tom | 1890823 | 12 | 11/09/2020 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Wojciech Zbigniew Grochowski | 5434381 | 1 | 09/23/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Chester Anthony Sobuta | 2323058 | 2 | 08/17/2020 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Alan Richard Bednarchik | 1069446 | 2 | 08/17/2020 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Brian Percy Willis | 2752216 | 3 | 07/13/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| James Harold Unger | 1989966 | 1 | 06/03/2020 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |