Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ellen Margaret Donahue | 5508094 | 1 | 02/02/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Jason O Champion | 3093315 | 3 | 12/22/2021 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Christina Elise Acker | 5910390 | 3 | 09/09/2021 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Wojciech Zbigniew Grochowski | 5434381 | 1 | 09/23/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Gary Philip Jones | 261180 | 1 | 05/04/2020 | Customer Dispute | Pending | $5,000.01 | $0.00 | See FINRA Report |
| Pamela Jean Hoppe | 1488410 | 3 | 04/09/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Kenneth Charles Heiser | 2111242 | 1 | 11/02/2018 | Customer Dispute | Pending | $595,000.00 | $0.00 | See FINRA Report |
| Paul Denis Jobin | 4138435 | 2 | 06/29/2009 | Customer Dispute | Pending | $30,000.00 | $0.00 | See FINRA Report |
| Sultan Hassan Bilal | 1175954 | 2 | 07/23/2004 | Customer Dispute | Pending | $7,472.00 | $0.00 | See FINRA Report |