Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Catherine Denise Dressel | 6554407 | 4 | 09/25/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Krista Mayhew | 4875585 | 2 | 09/20/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Moses Razeel Hollender | 3196268 | 6 | 07/28/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Moses Razeel Hollender | 3196268 | 6 | 07/11/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Christopher Bryant Collins | 6796906 | 2 | 05/11/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| James Harold Unger | 1989966 | 1 | 05/05/2023 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Charles Joseph Dowds | 2073605 | 3 | 05/05/2023 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Jennifer Leigh Salemme | 7389172 | 2 | 03/17/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Jennifer Leigh Salemme | 7389172 | 2 | 03/03/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Robert Lee Smith | 2314702 | 3 | 12/12/2022 | Customer Dispute | Pending | $35,000.00 | $0.00 | See FINRA Report |