Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ryon Kevin Frisch | 5005383 | 1 | 10/17/2022 | Customer Dispute | Pending | $150,395.00 | $0.00 | See FINRA Report |
| Anthony Mulai | 6796406 | 6 | 07/07/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Anthony Mulai | 6796406 | 6 | 06/28/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Anthony Mulai | 6796406 | 6 | 06/28/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Laurie Ann Aromando | 2705260 | 1 | 04/21/2022 | Customer Dispute | Pending | $113,195.00 | $0.00 | See FINRA Report |
| Ellen Margaret Donahue | 5508094 | 1 | 02/02/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Jason O Champion | 3093315 | 2 | 12/22/2021 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Christina Elise Acker | 5910390 | 3 | 09/09/2021 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Michelle Theresias | 7186111 | 1 | 08/17/2021 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Jongsik Kim | 1617686 | 5 | 05/17/2021 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |