Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Vincent McTighe | 1475798 | 1 | 01/26/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James John Oboyle | 2721379 | 5 | 01/20/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| George Benoit | 1106516 | 5 | 01/05/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joshua Ryan Mansavage | 7065382 | 1 | 12/02/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kamilah Simpson | 6228596 | 1 | 11/30/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daniel T Del Guercio | 7311758 | 3 | 10/28/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James John Oboyle | 2721379 | 5 | 10/04/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard Patrick Hagan | 2392157 | 9 | 09/07/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Arthur Smith | 4360471 | 8 | 08/16/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kenneth J Conway | 2304235 | 2 | 08/03/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |