Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Krista Mayhew | 4875585 | 2 | 08/30/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kathleen Ann Stovel | 2150016 | 1 | 08/22/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ronald Clemente Davis | 1961843 | 5 | 08/17/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Scott Pollack | 2124816 | 4 | 08/10/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ryan Owsichek | 7418751 | 5 | 08/09/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kenneth L Dean | 5585900 | 1 | 08/07/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mary Alice H Allen | 1390900 | 1 | 07/17/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daniel Scott Justus | 2290079 | 1 | 07/14/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Quintin Theodore Hardtner | 6438119 | 2 | 06/30/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Quintin Theodore Hardtner | 6438119 | 2 | 06/30/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |