Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ernest Schultz | 6735823 | 3 | 01/06/2004 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lacasta Anne Jungling | 5032492 | 1 | 08/12/2003 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jay Robert Conner | 1182126 | 2 | 08/01/2003 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Karen Ann Orcutt | 4049023 | 2 | 07/08/2003 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Chad Joseph Bonshak | 4462339 | 5 | 04/15/2003 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Chad Joseph Bonshak | 4462339 | 5 | 11/19/2002 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Chad Joseph Bonshak | 4462339 | 5 | 01/17/2002 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Joseph Albright | 3076579 | 1 | 10/07/1997 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Cynthia Louise Block-Taylor | 2227300 | 9 | 02/13/1995 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joanne Marie Beaton | 1870572 | 5 | 10/11/1994 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |