Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ralph Dente | 1286814 | 1 | 03/28/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Rhodes Handel Pierre | 6791254 | 2 | 03/24/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Loren Sullivan | 5977310 | 1 | 03/03/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jason Bradley Kormes | 7022147 | 2 | 03/03/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christina Elise Acker | 5910390 | 3 | 01/18/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jay Patrick Sullivan | 4952831 | 1 | 01/07/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Shawn David Morin | 2622161 | 7 | 12/06/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Shawn David Morin | 2622161 | 7 | 12/06/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Keishon Warren | 4927596 | 2 | 12/02/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James John Oboyle | 2721379 | 4 | 11/02/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |