Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jonathan Cunningham Cobb | 5465077 | 1 | 11/21/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Arthur Smith | 4360471 | 8 | 11/21/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Stephen Martin | 3121117 | 2 | 11/17/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ryan Ross Solle | 5734196 | 1 | 10/18/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joel Warren Saperstein | 4389204 | 12 | 10/11/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joel Warren Saperstein | 4389204 | 12 | 10/11/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Harvey David Silverman | 424071 | 2 | 10/06/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Adam Gross | 3080320 | 2 | 09/26/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Scott Pollack | 2124816 | 4 | 09/24/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Samuel Dure | 5871786 | 2 | 09/02/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |