Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sandra Jean Jackson | 5818496 | 4 | 03/17/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jason de Marco | 7335553 | 1 | 02/01/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gregory Dean Gannon | 1524119 | 1 | 01/23/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Everette Scott Scrivner | 4049787 | 1 | 08/02/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kevin Schoener | 6072318 | 2 | 07/20/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jerry Joe Horton | 4288735 | 1 | 07/07/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joseph Mario Minieri | 1195018 | 5 | 05/02/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael John Topp | 1129006 | 5 | 11/23/2005 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Chad Joseph Bonshak | 4462339 | 5 | 08/22/2005 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lynn Brantly Westbrook | 2212051 | 3 | 07/15/2005 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |